Regulatory Services

Helford Capital Partners is a ManCo authorised and regulated by the Financial Conduct Authority and provides AIFMD and MIFID services. 

Helford Capital Partners offers a Client focused flexible regulatory solution providing a cost-effective and speedy route to undertaking regulated activities.

Once established as an Appointed Representative your business will be able to conduct regulated activities under our supervision.

Helford Capital Partners assumes responsibility as principal for the activities carried out by our Appointed Representatives. As such we provide the compliance oversight and other infrastructure needed, allowing you to focus solely on managing your business.

We have expert and in-depth knowledge of start-ups, and aim to have you up and running as quickly as possible. We have developed our own efficient process to assess firms’ suitability and to perform due diligence on the principals.

Our regulatory solutions are suitable inter alia for:

• portfolio managers and investment advisers
• family offices and wealth managers
• offshore managers looking to set up a representative office in the UK